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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-04
TX RA APPROVED 2023-08-04
  • NY RA
    APPROVED
    Since 2023-08-04
  • TX RA
    APPROVED
    Since 2023-08-04

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc. Elmsford NY 10/2011 08/2023
Kestra Advisory Services, Llc. Elmsford NY 10/2011 08/2023
Mml Investors Services Llc Elmsford NY 08/2023 Present
Massmutual Life Insurance Co Elmsford NY 08/2023 Present
Previous Registrations
Other Businesses

NAME: SCOTT TURNER INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 10/19/2011 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-08-20
  • S63 Uniform Securities Agent State Law Examination
    2007-08-20
Designations
Other Names
  • Scott Turner

View on SEC IAPD

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