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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

158 Linwood Plaza Suite 214, Ft. Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Fort Lee NJ 10/2006 11/2024
Prudential Insurance Company Of America Fort Lee NJ 10/2006 Present
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 11/12/2024 - Applied General Agency - Selling Medicare Supplements - Non-Variable Insurance - Inv Related - At Ft. Lee, NJ - Start Date 08/23/2022 - 2hrs/mth - 1hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 2006-12-01
  • S65 Uniform Investment Adviser Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    2006-12-01

View on SEC IAPD

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