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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2019-07-02 |
| TX | RA | APPROVED | 2019-07-02 |
Branch Locations
5376 Highway 280, Birmingham, AL 35242 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Birmingham | AL | 10/2006 | 07/2019 |
| Bank Of America, Na | Birmingham | AL | 12/2009 | 07/2019 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 07/2019 | Present |
LAKE POINT ESTATES HOMEOWNERS ASSOCIATION, NOT INVT RELATED, HOOVER, AL, BOARD MEMBER, START DATE 3/1/2020, 0.1 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DISCUSS AND VOTE ON MAINTENANCE AND IMPROVEMENTS OF NEIGHBORHOOD. NOLE BROS, LLC, NOT INVT RELATED, HOOVER, AL, 50% OWNERSHIP, START DATE 11/15/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, SILEN PARTNER IN RESTAURANT OWNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-08 |
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