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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-05
TN RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • LA RA
    APPROVED
    Since 2025-08-05
  • TN RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

140 S. Main St. Suite 24, Collierville, TN 38017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Memphis TN 03/2014 08/2017
Mml Investors Services Memphis TN 04/2014 08/2017
Pruco Securities, Llc. Collierville TN 08/2017 11/2024
The Prudential Insurance Company Of America Collierville TN 08/2017 Present
Lpl Enterprise, Llc Franklin TN 11/2024 Present
  • 03/2014 → 08/2017
    Mass Mutual Life Insurance Company
    Memphis, TN
  • 04/2014 → 08/2017
    Mml Investors Services
    Memphis, TN
  • 08/2017 → 11/2024
    Collierville, TN
  • 08/2017 → Present
    The Prudential Insurance Company Of America
    Collierville, TN
  • 11/2024 → Present
    Franklin, TN
Previous Registrations
Other Businesses

1. 11/14/2024 - Main Street Collierville - Non-Profit Board Member - Collierville, TN - INV REL - Start Date 01/01/2024 - 10hrs/mth | 5hrs during trading 2. 11/14/2024 - Rental property - Real Estate Rental - Memphis, TN - INV REL - Start Date 01/15/2019 - 1hr/mth 3. 11/14/2024 - Rental property - Real Estate Rental - Memphis, TN - INV REL - Start Date 09/20/2022 - 1hr/mth 4. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-15
S63 Uniform Securities Agent State Law Examination 2007-01-05
  • S65 Uniform Investment Adviser Law Examination
    2013-05-15
  • S63 Uniform Securities Agent State Law Examination
    2007-01-05

View on SEC IAPD

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