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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-03
  • CA RA
    APPROVED
    Since 2020-01-03

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 11/2018
Mml Investors Services, Llc Fort Lauderdale FL 03/2017 11/2018
Msi Financial Services Fort Lauderdale FL 07/2016 03/2017
Vanderbilt Securities, Llc Woodbury NY 11/2018 Present
Vanderbilt Advisory Services Woodbury NY 11/2018 Present
  • 07/2016 → 11/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 11/2018
    Fort Lauderdale, FL
  • 07/2016 → 03/2017
    Msi Financial Services
    Fort Lauderdale, FL
  • 11/2018 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 11/2018 → Present
    Woodbury, NY
Previous Registrations
  • 2017-03-25 → 2018-12-03
    Fort Lauderdale, FL
    New York, NY
  • 2010-11-17 → 2017-03-25
    Msi Financial Services, Inc.
    New York, NY
    New York, NY
    Fort Lauderdale, FL
  • 2009-10-05 → 2010-09-28
    New York, NY
    Saddlebrook, NJ
    New York, NY
  • 2008-01-11 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Saddlebrook, NJ
Other Businesses

1) Musician for leisure and possible sales of CDs & Itunes. Not Investment Related. Start date: 07/2014. Address: 13350 Pacific Place #2103, San Diego CA, 92130. Title: Musician. Duties: Singer, Songwriter & Guitarist. Time spent during regular hours: 0%. 2) Vanderbilt Insurance Agency. Not Investment Related. Start Date: 10/01/2018. Address: 13350 Pacific Place #2103, San Diego. CA. 92130. Title: Insurance Agent. Duties: Fixed Insurance Sales. Time spent during regular hours: 0%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-10
S63 Uniform Securities Agent State Law Examination 2007-02-23
  • S65 Uniform Investment Adviser Law Examination
    2008-01-10
  • S63 Uniform Securities Agent State Law Examination
    2007-02-23

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