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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-01-09 |
| TX | RA | APPROVED | 2020-01-02 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 10/2006 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2006 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 01/2020 | Present |
NAME OF BUSINESS: AUTHORIZED AGENT INVESTMENT RELATED: ADDRESS: FOUNTAIN HILLS, AZ POSITION: FIDUCIARY START DATE: 04/2011 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 NAME OF BUSINESS: CUSTODIAN 529 - DAUGHTER INVESTMENT-RELATED POSITION: FIDUCIARY ADDRESS: FOUNTAIN HILLS, AZ START DATE: 02/2020 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-27 |
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