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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-05-22 |
| TX | RA | APPROVED | 2023-05-19 |
Branch Locations
10250 Regency Circle Ste 110, Omaha, NE 68114 • United States
5950 Vandervoort Dr Ste C [Satellite], Lincoln, NE 68516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lincoln | NE | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lincoln | NE | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Omaha | NE | 05/2023 | Present |
HALLORAN STAUFFER, LLC, INVT RELATED, SCOTTSDALE, AZ, 33% OWNERSHIP, START DATE 8/26/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTY.| RENTAL PROPERTY; INVESTMENT RELATED; SCOTTSDALE,AZ; 25% OWNERSHIP; START DATE 08/26/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.| HALLORAN FINANCIAL, LLC;INVESTMENT RELATED; LINCOLN,NE; 100% OWNERSHIP; START DATE 5/25/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.| NORTH CHANNEL LLC; INV RELATED; LINCOLN, NE; 16% OWNERSHIP; START DATE 11/1/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; SPONSORING ENTITY FOR FINET 401K/PENSION.| NORTH CHANNEL CAPITAL REAL ESTATE LLC; INV RELATED; LINCOLN, NE; 12.5% OWNERSHIP; START DATE 07/01/2025; 1 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE| RENTAL PROPERTY; INV RELATED; FOUNTAIN HILLS, AZ; 50% OWNERSHIP; START DATE 06/15/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-12 |
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