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Amy Ki Rosenberg

Edward Jones

Westminster, CO

CRD 5242737

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-16
  • TX RA
    APPROVED_RES
    Since 2025-07-16

Branch Locations

8825 Eaton Street, Westminster, CO 80031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2016 04/2025
Tiaa Denver CO 08/2016 04/2025
Edward Jones St. Louis MO 04/2025 Present
  • 08/2016 → 04/2025
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 08/2016 → 04/2025
    Tiaa
    Denver, CO
  • 04/2025 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-10-15
  • S63 Uniform Securities Agent State Law Examination
    2016-10-15

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · WESTMINSTER, CO
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