Amy Ki Rosenberg

Westminster, CO

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-16

TX RA
APPROVED_RES

Since 2025-07-16

Branch Locations

8825 Eaton Street, Westminster, CO 80031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	08/2016	04/2025
Tiaa	Denver	CO	08/2016	04/2025
Edward Jones	St. Louis	MO	04/2025	Present

08/2016 → 04/2025

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
08/2016 → 04/2025

Tiaa

Denver, CO
04/2025 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-10-15

S63 Uniform Securities Agent State Law Examination

2016-10-15

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · WESTMINSTER, CO

WELLS FARGO CLEARING SERVICES, LLC · WESTMINSTER, CO

ASCENSUS INVESTMENT ADVISORS, LLC · BROOMFIELD, CO

KEY INVESTMENT SERVICES LLC · Westminster, CO

EDWARD JONES · WESTMINSTER, CO

WEALTH WATCH ADVISORS, INC · WESTMINSTER, CO

WORTH ADVISORS · Westminster, CO

EDELMAN FINANCIAL ENGINES · WESTMINSTER, CO

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