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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-08-20
  • UT RA
    APPROVED
    Since 2026-08-20

Branch Locations

95 S State St Suite 2180, Salt Lake City, UT 84111 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2014-02-28
TX RA APPROVED 2014-02-27
  • UT RA
    APPROVED
    Since 2014-02-28
  • TX RA
    APPROVED
    Since 2014-02-27

Branch Locations

60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States

Kaysville, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midvale UT 02/2014 03/2020
Ameriprise Financial Services, Llc Salt Lake City UT 03/2020 08/2026
Raymond James & Associates, Inc. Salt Lake City UT 08/2026 Present
Previous Registrations
  • 2009-06-01 → 2014-03-10
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2008-12-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
  • 2007-01-29 → 2008-12-16
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-19
  • S66 Uniform Combined State Law Examination
    2007-01-19
Other Names
  • Quin J Gardner

View on SEC IAPD

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