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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-30
WI RA APPROVED 2019-08-30
  • TX RA
    APPROVED
    Since 2019-08-30
  • WI RA
    APPROVED
    Since 2019-08-30

Branch Locations

8613 Us Hwy. 51 N, Minocqua, WI 54548 • United States

Minocqua, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minocqua WI 05/2015 08/2019
Bank Of America, N.A. Minocqua WI 06/2015 08/2019
Rbc Capital Markets, Llc. Minocqua WI 08/2019 Present
City National Bank Minocqua WI 11/2019 Present
Previous Registrations
  • 2015-05-26 → 2019-09-03
    Minocqua, WI
  • 2013-05-06 → 2015-05-29
    Invest Financial Corporation
    Eagle River, WI
    Minocqua, WI
    Abbotsford, WI
    Wausau, WI
    Colby, WI
    Rhinelander, WI
    Medford, WI
    Phillips, WI
    Rib Lake, WI
    Neillsville, WI
  • 2012-04-24 → 2013-05-03
    Medford, WI
    Medford, WI
    Rhinelander, WI
  • 2007-01-11 → 2012-03-29
    Appleton, WI
    Appleton, WI
    St Louis, MO
    Appleton, WI
Other Businesses

(1) NAME OF ENTITY: Wotruba Properties LLC ADDRESS: 9320 Manitou Way Minocqua, WI 54548 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property at Forest Drive CAPACITY: Owner - Passive START DATE: 9/1/2021 DUTIES: Rental property that is managed by rental management company HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Jausen Haus Inc. ADDRESS: 9320 Manitou Way Minocqua, WI 54548 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Ski Club CAPACITY: Owner - Active, Board of Directors * START DATE: 12/01/22 DUTIES: a ski club that is renting a seasonal lunch hut at Big Powder-horn Resort in Michigan. I will be one of the board of directors. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-28
  • S66 Uniform Combined State Law Examination
    2006-12-28
Other Names
  • Frederick Wotruba

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