Stephen Thomas Ryan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Atlanta, GA
• 11/2016 → 05/2019
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
• 05/2019 → Present
  Raymond James & Associates
  Eustis, FL

Previous Registrations

• 2009-04-06 → 2019-05-21
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
• 2007-04-26 → 2009-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA

Other Businesses

(1) Name of Business: AWR and STR INVESTMENTS LLC Address: 24136 Deep Springs Loop, Eustis, FL, 32736 Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Our CPA set up an LLC for my wife's home office for her job, and her side job since she does not have an actual office location, and for business expenses for us. In the LLC he puts our car, home office expense, meal/travel expense, and the small amount of 1099 income that she generates a year. I have no responsibilities associated with this LLC, and has it out of our home in FL.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-24

Other Names

• Stephen Ryan
• Stephen Thomas Ryan