Dennis Edward Surmanek

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 11/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Staten Island, NY
• 02/2010 → 11/2016
  Bank Of America, Na
  Staten Island, NY
• 11/2016 → Present
  Wells Fargo Advisors Financial Network, Llc
  Staten Island, NY

Previous Registrations

• 2009-12-22 → 2014-12-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Staten Island, NY

Other Businesses

STATEN ISLAND BNI; NOT INVESTMENT RELATED; STATEN ISLAND,NY; VICE PRESIDENT; START 9/10/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; ATTENDING WEEKLY MEETINGS TO DISCUSS LOCAL BUSINESS PRACTICES, MODERN BUSINESS TRENDS, MEMBERSHIP PROCEDURES, SOCIAL EVENT ORGANIZATION, AND TRACKING ATTENDANCE. DENANG CAPITAL CORP, INV RELATED, STATEN ISLAND, NY, 100% OWNERSHIP, START 9/27/2016, 160 HOURS PER MONTH, 7 HOURS DURING TRADING, FINET PRACTICE. TRUSTEE FOR FINET PRACTICE PSP; INV. RELATED; STATEN ISLAND, NY; START DATE 1/2021; 10 HRS PER MONTH; 10 HRS DURING TRADING. SURMANEK GP, LLC; INV RELATED; PALM BEACH GARDENS, FL; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2007-02-02