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Neil Ray Vannoy

Vannoy Advisory Group, Inc.

Austin, TX

CRD 4131344

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Employer firm

Vannoy Advisory Group, Inc. CRD 145806

$172M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Vannoy Advisory Group, Inc.

5900 Balcones Drive Suite 21610, Austin, TX 78731 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-21
TX RA APPROVED 2008-03-06
  • WA RA
    APPROVED
    Since 2026-05-21
  • TX RA
    APPROVED
    Since 2008-03-06

Branch Locations

5900 Balcones Drive Suite 21610, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vannoy Advisory Group, Inc. Austin TX 11/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-29
S66 Uniform Combined State Law Examination 2003-11-13
S63 Uniform Securities Agent State Law Examination 2000-04-12
  • S65 Uniform Investment Adviser Law Examination
    2008-01-29
  • S66 Uniform Combined State Law Examination
    2003-11-13
  • S63 Uniform Securities Agent State Law Examination
    2000-04-12
Designations
  • Certified Financial Planner
Other Names
  • Neil R. Vannoy

View on SEC IAPD

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STEVEN DOUGLAS AYCOCK
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