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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-20
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-04-20
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Ramsey, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Elmsford NY 10/2006 03/2017
Mml Investors Services, Llc Elmsford NY 03/2017 Present
Massmutual Life Insurance Co Elmsford NY 07/2016 Present
  • 10/2006 → 03/2017
    Metlife Securities Inc
    Elmsford, NY
  • 03/2017 → Present
    Elmsford, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
Previous Registrations
  • 2013-02-19 → 2017-03-25
    Msi Financial Services, Inc.
    Ramsey, NJ
    Shelton, CT
    Mahwah, NJ
    Elmsford, NY
    Elmsford, NY
    Elmsford, NY
Other Businesses

NAME: MATTHEW SULLIVAN INV REL:Y ADDR: AT RESIDENTIAL ADDRESS, NATURE: OUTSIDE INSURANCE BUSINESS POSITION: SALES START: 3/1/2017 NO HR/MO:20 NO HR/MO DUR TRADING:20 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, & HEALTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-14
S63 Uniform Securities Agent State Law Examination 2006-11-14
  • S65 Uniform Investment Adviser Law Examination
    2013-01-14
  • S63 Uniform Securities Agent State Law Examination
    2006-11-14

View on SEC IAPD

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