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Brian Rudin

J.P. Morgan Securities LLC

Montclair, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-19
NJ RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2019-07-19
  • NJ RA
    APPROVED
    Since 2016-11-30

Branch Locations

19 N. Fullerton Avenue, Montclair, NJ 07042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. New York NY 08/2016 11/2016
Jp Morgan Securities Llc Brooklyn NY 11/2016 Present
Previous Registrations
  • 2014-07-17 → 2016-12-13
    Hsbc Securities (Usa) Inc.
    Flushing, NY
    Long Island City, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Forest Hills, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-13
S63 Uniform Securities Agent State Law Examination 2007-01-08
  • S65 Uniform Investment Adviser Law Examination
    2014-07-13
  • S63 Uniform Securities Agent State Law Examination
    2007-01-08
Other Names
  • Brian Richard Rudin

View on SEC IAPD

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Other Offices

RMR WEALTH BUILDERS, INC. · MONTCLAIR, NJ
ENCOMPASS MORE ASSET MANAGEMENT LLC · Montclair, NJ
KESTRA PRIVATE WEALTH SERVICES, LLC · Montclair, NJ
BOURNE LENT ASSET MANAGAMENT, INC. · Montclaire, NJ
ADVISORY SERVICES NETWORK · Montclair, NJ
SFI ADVISORS, LLC · MONTCLAIR, NJ
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