Chad Elmer Barton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 12/2020
  Lpl Financial Llc
  San Diego, CA
• 12/2020 → 03/2022
  Unemployed
  San Diego, CA
• 03/2022 → Present
  Fsc Securities Corporation
  Phoenix, AZ
• 11/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-03-16 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Atlanta, GA
• 2010-10-11 → 2020-12-21
  Lpl Financial Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2010-10-08