Robert Shane Smith

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Atlanta, GA
• 01/2021 → 07/2025
  Goldman Sachs & Co. Llc
  Atlanta, GA
• 09/2025 → Present
  Cerity Partners
  Alpharetta, GA

Previous Registrations

• 2011-10-27 → 2025-08-19
  Goldman Sachs Wealth Services, L.P.
  Albany, NY
  Latham, NY
  Atlanta, GA
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2009-11-02
• S63 Uniform Securities Agent State Law Examination
  2007-07-05