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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-06-05 |
Branch Locations
1932 1St Ave Ste 620, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Anderson Co | Bainbridge Island | WA | 06/2005 | Present |
| Royal Alliance Associates | Bainbridge Island | WA | 08/2017 | 08/2022 |
| Ameriprise Financial Services, Llc | Bainbridge Island | WA | 08/2022 | Present |
Business Ownership; Ikina Inc; Owner, creative; Fine Art; 2134 Western Ave, Ste 704, Seattle, WA, 98121; Not Investment-Related; 01/01/2001; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Charles Anderson Co; Co-owner; Tax Preparation; 1932 1st Ave, Ste 620, Seattle, WA, 98101; Not Investment-Related; 01/01/2015; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-28 |
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