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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2025-07-15 |
Branch Locations
1575 Dewar Dr, Ste 210, Rock Springs, WY 82901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W & R Insurance Agencies | Rock Springs | WY | 04/2008 | 01/2017 |
| Waddell & Reed Inc | Rock Springs | WY | 09/2009 | 01/2017 |
| Lpl Financial, Llc | Rock Springs | WY | 01/2017 | Present |
| Financial Advocates Investment Management | Rock Springs | WY | 01/2017 | 07/2025 |
1. 01/23/2017 - Full Circle Wealth Strategies - DBA for LPL Business (entity for LPL business) - 100%/ ROCK SPRINGS, WY 2. 1/24/2017 - Full Circle Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/23/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 3. 12/3/2021 - Full Curl Enterprises, LLC - Investment Related - Home Based & 1575 Dewar Drive, Suite 210, Rock Springs, WY 82901 - Real Estate Rental - Started 11/30/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 10/20/2022 - Holy Spirit Catholic Community - Not Investment Related - 116 Broadway St Rock Springs, WY 82901 - Outside/W-2 Employment - Start Date: 10/05/2022 - 50 Hours Per Month/50 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-18 |
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