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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-11-30
TX RA APPROVED 2018-11-30
  • LA RA
    APPROVED
    Since 2018-11-30
  • TX RA
    APPROVED
    Since 2018-11-30

Branch Locations

1916 Sw Railroad, Hammond, LA 70403 • United States

1440 S Range Ave, Denham Springs, LA 70726 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Advisors, Llc Albany LA 02/2016 06/2018
Captial One Investing, Llc Albany LA 02/2016 06/2018
Unemployed Albany LA 07/2018 10/2018
Jpmorgan Securities Llc Hammond LA 11/2018 Present
Jp Morgan Chase Bank, N.A. Hammond LA 11/2018 Present
  • 02/2016 → 06/2018
    Capital One Advisors, Llc
    Albany, LA
  • 02/2016 → 06/2018
    Captial One Investing, Llc
    Albany, LA
  • 07/2018 → 10/2018
    Unemployed
    Albany, LA
  • 11/2018 → Present
    Jpmorgan Securities Llc
    Hammond, LA
  • 11/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Hammond, LA
Previous Registrations
  • 2017-02-27 → 2018-06-25
    Capital One Advisors, Llc
    Denham Springs, LA
    Mclean, VA
  • 2007-02-13 → 2011-05-09
    Msi Financial Services, Inc.
    Metairie, LA
    Baton Rouge, LA
Other Businesses

Entity Name: Hygiene for the Homeless Investment related: No Address: Albany, LA 70711 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 12/26/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I provide hygiene kits to homeless people. No connection to JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-24
  • S66 Uniform Combined State Law Examination
    2017-02-24
Other Names
  • Stacy Lee Hawkins
  • Stacy Hoover
  • Stacy Hawkins Hoover
  • Stacy Hawkins
  • Stacy Hawkins, Cfp
  • Stacy Hawkins,

View on SEC IAPD

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