Holley S Pierce

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2020-02-28
TX	RA	APPROVED	2020-02-28

AL RA
APPROVED

Since 2020-02-28
TX RA
APPROVED

Since 2020-02-28

Branch Locations

2660 Eastchase Ln Ste 301, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, Na	Montgomery	AL	11/2009	02/2020
Wells Fargo Clearing Services, Llc	Montgomery	AL	02/2020	Present

11/2009 → 02/2020

Bank Of America, Na

Montgomery, AL
02/2020 → Present

Wells Fargo Clearing Services, Llc

Montgomery, AL

Previous Registrations

2008-07-03 → 2020-03-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Montgomery, AL

Other Businesses

POWER OF ATTORNEY FOR FATHER; INV RELATED; MONTGOMERY, AL; POA; 03/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; ASSIST PARENTS WITH FINANCIAL AND INVESTMENT MATTERS | POWER OF ATTORNEY FOR MOTHER; INV RELATED; MILLBROOK, AL; POA; 03/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; HELP MOTHER WITH FINANCIAL MATTERS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-20

S66 Uniform Combined State Law Examination

2008-06-20

Designations

Certified Financial Planner

Other Names

Holley Leah Sanders
Holley Sanders Pierce

View on SEC IAPD