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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-05
  • TX RA
    APPROVED
    Since 2021-05-05

Branch Locations

301 Commerce Street, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Worth TX 10/2013 Present
J.P. Morgan Chase Bank, Na Fort Worth TX 11/2016 Present
  • 10/2013 → Present
    J.P. Morgan Securities Llc
    Fort Worth, TX
  • 11/2016 → Present
    J.P. Morgan Chase Bank, Na
    Fort Worth, TX
Previous Registrations
  • 2007-11-14 → 2011-03-04
    Chase Investment Services Corp.
    Athens, OH
    Athens, OH
    Athens, OH
    Athens, OH
    Coshocton, OH
    Athens, OH
Other Businesses

Entity Name: Arlington Heights Methodist Church Endowment Committee Investment related: Yes Address: 4200 Fort Worth, TX Nature of the other business: provide funding for church activities and missions Position/Title/Relationship: Trustee Start Date: 01 Jan 2019 Approximate # of hours a month: 2 hours meetings; 4x per year Approximate # of hours during securities hours: 0 Briefly describe your duties: Endowment Committee member 2) TXOHCTCo,United States,Entity is being formed to hold investments interest in private deals in real assets; these will always be pre-clearedLLC formed to hold real asset investment interests; these investments will always be pre-cleared,Managing Partner/GP of LLC use for investment purposes,Statr date- 10/31/2025Investmetn -Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-14
  • S66 Uniform Combined State Law Examination
    2021-04-14
Other Names
  • Joel W East

View on SEC IAPD

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