Mark Daniel Ettingoff

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → 05/2023
  The Vanguard Group, Inc.
  Malvern, PA
• 12/2013 → 03/2020
  Upper Crust Pizza
  Santa Fe, NM
• 03/2020 → 07/2020
  Unemployed
  Santa Fe, NM
• 07/2020 → 10/2021
  Unemployed
  Philadelphia, PA
• 10/2018 → 12/2018
  Self-Employed
  Santa Fe, NM
• 01/2017 → 03/2020
  Self-Employed
  Santa Fe, NM
• 10/2023 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 10/2023 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 06/2023 → 09/2023
  Unemployed
  Media, PA

Other Businesses

(1) Ettingoff Wealth Management - DBA; Investment Related; 1119 King of Prussia Road, Wayne PA 19087; Vice President; DBA for investments and securities; Start 10/16/23; approximately 160 hrs./mo., 130 hrs./mo. during trading. (2) Independent Freelance Musician; Not investment related; I do occasional professional musical engagement on an ad hoc basis; Start 4/6/2024; 0 hours.

Exams

• S66 Uniform Combined State Law Examination
  2023-08-29
• S63 Uniform Securities Agent State Law Examination
  2021-11-15

Other Names

• Mark Ettingoff