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Michael Nabil Razzouk

Kwb Wealth

Redlands, CA

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Current Employers
Kwb Wealth

1782 Orange Tree Lane, Redlands, CA 92374 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-28
CA RA APPROVED 2020-05-15
  • TX RA
    APPROVED_RES
    Since 2023-07-28
  • CA RA
    APPROVED
    Since 2020-05-15

Branch Locations

1782 Orange Tree Lane, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Redlands CA 08/2009 Present
Kwb Wealth Redlands CA 05/2020 Present
Previous Registrations
Other Businesses

1. 9/4/2009 - KWB WEALTH MANAGERS GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/23/2014 - KWB & ASSOCIATES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 6/6/2019 - KWB Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/29/2019 - 160 Hours Per Month During Securities Trading. 4. 5/22/2020 - KWB Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/18/2020 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through KWB Wealth, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-27
  • S66 Uniform Combined State Law Examination
    2009-03-27

View on SEC IAPD

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