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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

12200 Chestnut Circle, Brecksville, OH 44141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hubert & Hubert, Inc. Brecksville OH 06/1990 Present
1St Global Capital Corp Brecksville OH 12/2006 10/2019
1St Global Advisors, Inc. Brecksville OH 02/2007 10/2019
Avantax Insurance Services, Inc. Brecksville OH 08/2011 09/2025
Avantax Advisory Services Brecksville OH 10/2019 09/2025
Avantax Investment Services, Inc. Brecksville OH 10/2019 09/2025
Cetera Wealth Services, Llc Brecksville OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/1990 → Present
    Hubert & Hubert, Inc.
    Brecksville, OH
  • 12/2006 → 10/2019
    1St Global Capital Corp
    Brecksville, OH
  • 02/2007 → 10/2019
    1St Global Advisors, Inc.
    Brecksville, OH
  • 08/2011 → 09/2025
    Avantax Insurance Services, Inc.
    Brecksville, OH
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Brecksville, OH
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Brecksville, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Brecksville, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Brecksville, OH
  • 2007-02-16 → 2019-10-25
    1St Global Advisors Inc
    Brecksville, OH
Other Businesses

1) HUBERT WEALTH MANAGEMENT, LLC POSITION: MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2012 ADDRESS: Brecksville OH , United States DESCRIPTION: REFERRING AGENT FOR 1ST GLOBAL SECURITIES. 2) HUBERT & HUBERT, INC. POSITION: PRESIDENT NATURE: CPA firm - prepare taxes and financial statements INVESTMENT RELATED: No NUMBER OF HOURS: 105 SECURITIES TRADING HOURS: 105 START DATE: 06/01/1990 ADDRESS: 12200 Chestnut Circle, Address (line 2), Address (line 2), Brecksville OH 44141, United States DESCRIPTION: I provide accounting and tax services. Regarding accounting we prepare compilation, reviews and audits. I also assist clients with accounting issues and guidance. Regarding taxes, I provide tax compliance with regulations and tax planning advice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
  • S66 Uniform Combined State Law Examination
    2007-01-22
Other Names
  • Doug Hubert

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