Brian C Toma

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2005 → 10/2017
  Freeman Heyne
  Cincinnati, OH
• 10/2017 → Present
  Freeman Heyne Toma, Llc Dba Fht Advisors
  Cincinnati, OH
• 07/2020 → Present
  Tk Sportscards Llc
  Strongsville, OH
• 03/2014 → Present
  Freeman Heyne Schaller
  Cincinnati, OH
• 06/2022 → Present
  Bct Enterprises Llc
  Hinckley, OH
• 06/2022 → Present
  Fht Holdings Llc
  Hinckley, OH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) FREEMAN HEYNE SCHALLER; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FIXED INSURANCE; START DATE: 03/2014; POSITION/TITLE/RELATIONSHIP: PARTNER; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2) ALS FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 6155 ROCKSIDE RD # 403, INDEPENDENCE, OH 44131; NATURE OF BUSINESS: FOUNDATION FOR INDIVIDUALS WITH AMYOTROPIC LATERAL SCLEROSIS; START DATE: 07/2017; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SUPPORT DEVELOPMENT PROGRAM THROUGH FORMULATION OF STRATEGIES THAT INCREASE CONTRIBUTIONS; ( 3): FREEMAN HEYNE TOMA, LLC DBA FHT ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 10/2017; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 80; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) BCT PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: ESTATE PLANNING SERVICE; START: 11/2023; TITLE: OWNER / MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING 0; DUTIES: ESTATE PLANNING SERVICE; 5) TALL OAK HOA ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION ; START: 11/2019 ; TITLE: HOA BOARD ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; DUTIES: HELP MAKE DECISIONS IN BEST INTEREST OF HOA ; 6) TK SPORTSCARDS LLC INVESTMENT RELATED: NO; ADDRESS: 14344 CASTLEREAGH LN STRONGSVILLE OH 44136; NATURE OF BUSINESS: SELLING SPORTS CARDS; START: 7/2020; TITLE: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: TRADING AND SELLING SPORTS CARDS; 7) LOANS FOR ADVISORS LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SINGLE MEMBER LLC ; START: 07/2021 ; TITLE: PRESIDENT / OWNER ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; DUTIES: PROVIDE ACCESS TO FINANCING FOR FINANCIAL ADVISORS FOR ACQUISITIONS ; 8) BCT ENTERPRISES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START: 06/2022; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: PRESIDENT OF HOLDING COMPANY; 9) FHT HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START: 06/2022; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: PRESIDENT OF HOLDING COMPANY; 10) NAME OF OTHER BUSINESS: TOMA GOLDSTON FINANCIAL LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START: 12/2023; TITLE: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: HOLDING COMPANY TO FACILITATE BUYOUT PLAN; 11) NAME OF OTHER BUSINESS: SAFE OHIO SCHOOLS (SOS); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOARD; START: 6/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT AND FOUNDER; APX # OF HRS/WK: 2; APX # OF HRS DUR TRAD HRS: 0; DUTIES: PROMOTE AND ENHANCE SAFETY IN OHIO SCHOOLS; 12. NAME OF OTHER BUSINESS: USS CLEVELAND LEGACY FOUNDATION; NOT INV RLTD ADDRESS: 1001 LAKESIDE AVENUE EAST, CLEVELAND, OH 44114; NATURE OF BUSINESS: BOARD; START: 7/2025; TITLE: VOTING BOARD MEMBER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: HELP GOVERN AND OVERSEE THE ORGANIZATION WITH OTHER BOARD MEMBERS;

Exams

• S66 Uniform Combined State Law Examination
  2006-03-03

Designations