Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
Branch Locations
7000 Fitzwater Rd, Suite 110, Brecksville, OH 44141 • United States
10250 Alliance Rd Ste 125, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Freeman Heyne | Cincinnati | OH | 02/2012 | 10/2017 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Freeman Heyne Toma, Llc | Cincinnati | OH | 10/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: FREEMAN HEYNE TOMA, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: CLIENT RELATIONSHIP MANAGER BRIEF DESCRIPTION OF DUTIES: PREPARE REPORTS, IMPLEMENT ADVISOR MADE RECOMMENDATIONS, ANSWER & ASSIST CLIENT QUESTIONS/SERVICE NEEDS; 2. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 3. NAME OF OTHER BUSINESS: SAFE OHIO SCHOOLS; INVESTMENT RELATED: NO ADDRESS: 7000 FITZWATER RD BRECKSVILLE, OH 44141; NATURE OF BUSINESS: BOARD; START DATE: 6/15/26; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: PROMOTE AND ENDORSE SAFETY IN SCHOOLS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-06 |
Reach out to this advisor