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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-07-22 |
Branch Locations
425 Bank St., New Albany, IN 47150-3407 • United States
New Albany, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ricke & Associates | New Albany | IN | 01/2005 | 07/2022 |
| Mml Investors Services, Llc | New Albany | IN | 10/2006 | 07/2022 |
| Massmutual Life Insurance Company | New Albany | IN | 11/2006 | 07/2022 |
| Ameriprise Financial Services, Llc | New Albany | IN | 07/2022 | Present |
Independent Insurance Brokering; Penn Mutual; 02/01/2025; Term Life, Universal Life, Whole Life / Columbus Life; 08/22/2025; Term Life, Universal Life. Outside Employment; 3R Wealth, LLC; Managing Partner - Running Financial Practice; ; 425 Bank Street, , New Albany, IN, 47150; Investment-Related; 07/22/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-20 |
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