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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-09
  • TX RA
    APPROVED
    Since 2025-09-09

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

300 Colorado Suite 2600, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Austin TX 01/2015 03/2017
Mml Investors Services, Llc Austin TX 03/2017 06/2018
Massmutual Life Insurance Company Austin TX 07/2016 06/2018
Kestra Investment Services, Llc. Austin TX 06/2018 09/2021
Kestra Advisory Services, Llc. Austin TX 06/2018 09/2021
Lion Street Financial Austin TX 09/2021 Present
Lion Street Advisors Austin TX 09/2021 Present
Integrity Alliance, Llc Austin TX 09/2025 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Austin, TX
  • 03/2017 → 06/2018
    Austin, TX
  • 07/2016 → 06/2018
    Massmutual Life Insurance Company
    Austin, TX
  • 06/2018 → 09/2021
    Kestra Investment Services, Llc.
    Austin, TX
  • 06/2018 → 09/2021
    Austin, TX
  • 09/2021 → Present
    Lion Street Financial
    Austin, TX
  • 09/2021 → Present
    Lion Street Advisors
    Austin, TX
  • 09/2025 → Present
    Austin, TX
Previous Registrations
  • 2021-09-28 → 2025-11-03
    Lion Street Advisors, Llc
    Austin, TX
  • 2018-06-19 → 2021-09-23
    Austin, TX
  • 2017-03-25 → 2018-06-21
    Austin, TX
    Austin, TX
    Austin, TX
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Austin, TX
  • 2009-09-23 → 2015-01-02
    New England Securities
    Austin, TX
  • 2006-12-18 → 2009-09-08
    Austin, TX
Other Businesses

1) RENTAL PROPERTY OWNER POSITION: Owner. NATURE: Personal rental property rent rate at fair market. INVESTMENT RELATED: No. NUMBER OF HOURS: 2. SECURITIES TRADING HOURS: 0. START DATE: 12/04/2023. ADDRESS: 6013 Ronee Leah Dr., AUSTIN TX 78724, United States DESCRIPTION: Landlord for personal rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-15
  • S66 Uniform Combined State Law Examination
    2006-12-15

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