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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-27 |
| TX | RA | APPROVED | 2017-10-27 |
Branch Locations
608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States
Palos Verdes, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Long Beach | CA | 12/2008 | 10/2017 |
| Bank Of America N.A. | Rolling Hills Estate | CA | 09/2012 | 10/2017 |
| Rbc Capital Markets, Llc | Rolling Hills | CA | 10/2017 | Present |
| City National Bank | Rolling Hills | CA | 11/2017 | Present |
(1) PVG FOUNDATION; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 04/06/2015; CAPACITY: DONOR; DUTIES: DIRECTION OF FUNDS; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-07 |
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