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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-29 |
Branch Locations
345 Woodcliff Drive, Ste 8, Fairport, NY 14450 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Oakfield | NY | 04/2013 | 08/2020 |
| Cuna Mutual Group | Waverly | IA | 09/2020 | 02/2022 |
| Cuna Brokerage Services Inc. | Waverly | IA | 09/2020 | 02/2022 |
| Paychex, Inc. | West Henrietta | NY | 06/2022 | 06/2024 |
| Paychex Securities Corporation | West Henrietta | NY | 06/2022 | 06/2024 |
| Unemployed | Rochester | NY | 02/2022 | 05/2022 |
| Lpl Financial Llc | Fairport | NY | 06/2024 | Present |
1) 06/06/2024 - Halleran Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/06/2024 - World Gym - Outside/W-2 Employment - Front desk associate - NY 14626 - Not investment related - 8-10 Hours per month - Start date: 03/31/2023. 3) 04/01/2026 - DoorDash - Rideshare - Not Investment Related - Rochester, NY - Start Date 04/01/2026 - 24 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-29 |
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