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Russell L Martin

LPl Financial LLC

Fairport, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-29
  • NY RA
    APPROVED
    Since 2024-08-29

Branch Locations

345 Woodcliff Drive, Ste 8, Fairport, NY 14450 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
M&T Securities Oakfield NY 04/2013 08/2020
Cuna Mutual Group Waverly IA 09/2020 02/2022
Cuna Brokerage Services Inc. Waverly IA 09/2020 02/2022
Paychex, Inc. West Henrietta NY 06/2022 06/2024
Paychex Securities Corporation West Henrietta NY 06/2022 06/2024
Unemployed Rochester NY 02/2022 05/2022
Lpl Financial Llc Fairport NY 06/2024 Present
  • 04/2013 → 08/2020
    M&T Securities
    Oakfield, NY
  • 09/2020 → 02/2022
    Cuna Mutual Group
    Waverly, IA
  • 09/2020 → 02/2022
    Cuna Brokerage Services Inc.
    Waverly, IA
  • 06/2022 → 06/2024
    Paychex, Inc.
    West Henrietta, NY
  • 06/2022 → 06/2024
    Paychex Securities Corporation
    West Henrietta, NY
  • 02/2022 → 05/2022
    Unemployed
    Rochester, NY
  • 06/2024 → Present
    Fairport, NY
Previous Registrations
  • 2020-09-28 → 2022-03-02
    Cuna Brokerage Services, Inc.
    Rochester, NY
    Penfield, NY
    Rochester, NY
    East Amherst, NY
  • 2013-09-04 → 2020-08-04
    M&T Securities, Inc.
    Oakfield, NY
    Lockport, NY
    Lockport, NY
    Corfu, NY
    Elba, NY
    Lyndonville, NY
    Batavia, NY
    Buffalo, NY
    Cheektowaga, NY
    Rochester, NY
    Rochester, NY
    Spencerport, NY
    Brockport, NY
    Corfu, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Village Of Honeoye Falls, NY
    Rochester, NY
    Syracuse, NY
    Cheektowaga, NY
    Lyndonville, NY
    Corfu, NY
    Oakfield, NY
Other Businesses

1) 06/06/2024 - Halleran Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/06/2024 - World Gym - Outside/W-2 Employment - Front desk associate - NY 14626 - Not investment related - 8-10 Hours per month - Start date: 03/31/2023. 3) 04/01/2026 - DoorDash - Rideshare - Not Investment Related - Rochester, NY - Start Date 04/01/2026 - 24 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-29
S63 Uniform Securities Agent State Law Examination 2006-12-29
  • S65 Uniform Investment Adviser Law Examination
    2024-08-29
  • S63 Uniform Securities Agent State Law Examination
    2006-12-29
Other Names
  • Russell L Martin
  • Russell Martin

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