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100 Bayview Circle Suite 2200, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-20 |
Branch Locations
100 Bayview Circle Suite 2200, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Resources Capital Management | Irvine | CA | 11/2010 | Present |
| Massmutual Life Insurance Company | Irvine | CA | 10/2014 | Present |
| Mml Investors Services Llc | Irvine | CA | 11/2014 | Present |
1) OBA Name: Signature Resources Insurance and Financial Services, 19900 MacArthur Boulevard, Suite 900, Irvine, CA 92612, Investment Related: Yes, Position: Agent, Description of duties: Insurance sales and service, Start Date: Jan-10, Hours/Month during business hours: 10, Hours/Month outside of business hours: 10 (2) Name: Signature Resources Capital Management Inv Rel: Y Add: 19900 MacArthur Blvd Suite 920 Irvine CA 92612 Nature: Independent Investment Advisor Position: Investment Advisor Representative Start Date: 01/01/2010 No Hrs/ MO: 120 No Hrs/Mo Dur Trading: 12 Duties: Solicitor for IA Services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-22 |
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