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April Lyne Rice

Ubs Financial Services Inc.

Northbrook, IL

Eustace, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
TX RA APPROVED 2022-10-14
  • IL RA
    APPROVED
    Since 2022-10-14
  • TX RA
    APPROVED
    Since 2022-10-14

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

Eustace, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 11/2012 08/2017
Morgan Stanley Smith Barney Llc Dallas TX 08/2017 03/2019
Wells Fargo Clearing Services Llc Tyler TX 03/2019 09/2022
Ubs Financial Services Inc Dallas TX 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-03
  • S66 Uniform Combined State Law Examination
    2009-12-03
Other Names
  • April Lyne Hill
  • April Milligan
  • April Lyne Milligan

View on SEC IAPD

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Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

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