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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-06-03
  • VA RA
    APPROVED
    Since 2020-06-03

Branch Locations

140 Eastshore Dr Ste 105, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exl Richmond VA 11/2011 05/2018
Axa Advisors, Llc Richmond VA 07/2018 10/2019
Cetera Investment Services Llc St Cloud MN 01/2020 Present
Cetera Investment Advisers Llc Glen Allen VA 06/2020 Present
  • 11/2011 → 05/2018
    Exl
    Richmond, VA
  • 07/2018 → 10/2019
    Axa Advisors, Llc
    Richmond, VA
  • 01/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2020 → Present
    Glen Allen, VA
Other Businesses

1. DEBRA D BRUCE NOTARY PUBLIC, <1 HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-02
S63 Uniform Securities Agent State Law Examination 2018-07-27
  • S66 Uniform Combined State Law Examination
    2020-06-02
  • S63 Uniform Securities Agent State Law Examination
    2018-07-27
Other Names
  • Debra Dee Doncaster

View on SEC IAPD

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