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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-06-03 |
Branch Locations
140 Eastshore Dr Ste 105, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exl | Richmond | VA | 11/2011 | 05/2018 |
| Axa Advisors, Llc | Richmond | VA | 07/2018 | 10/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2020 | Present |
| Cetera Investment Advisers Llc | Glen Allen | VA | 06/2020 | Present |
1. DEBRA D BRUCE NOTARY PUBLIC, <1 HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-27 |
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