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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-09-28
CA RA APPROVED 2016-03-04
  • NC RA
    APPROVED
    Since 2017-09-28
  • CA RA
    APPROVED
    Since 2016-03-04

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

500 N. State College Blvd. Suite 1100, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cravitz Financial & Insurance Solutions (Previously Milestone) Huntington Beach CA 08/2011 Present
Rc Financial And Insurance Solutions, Inc. Huntington Beach CA 06/2010 05/2020
Brookstone Capital Management, Llc Wheaton IL 03/2016 Present
  • 08/2011 → Present
    Cravitz Financial & Insurance Solutions (Previously Milestone)
    Huntington Beach, CA
  • 06/2010 → 05/2020
    Rc Financial And Insurance Solutions, Inc.
    Huntington Beach, CA
  • 03/2016 → Present
    Wheaton, IL
Previous Registrations
  • 2014-10-01 → 2016-03-04
    Tustin, CA
    Huntington Beach, CA
    Cincinnati, OH
  • 2005-09-19 → 2006-12-07
    Citicorp Investment Services
    Woodland Hills, CA
    Beverly Hills, CA
    Woodland Hills, CA
Other Businesses

THE NAME OF THE OTHER BUSINESS: Cravitz Financial & Insurance Solutions (previously MILESTONE WEALTH MANAGEMENT AND INSURANCE SOLUTIONS) INVESTMENT RELATED?: Yes ADDRESS OF OTHER BUSINESS: 500 N. State College Blvd. Suite 1100 Orange, CA, USA, 92868 NATURE OF OTHER BUSINESS: INSURANCE SALES National Financial Educator's Council, Certified Financial Education Instructor. Promote and teach financial literacy to adults as well as children in the community. YOUR POSITION: OWNER START DATE: 08/2011 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 140 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 140 BRIEFLY DESCRIBE YOUR DUTIES: THE SALE OF INSURANCE AND ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-19
S63 Uniform Securities Agent State Law Examination 2000-02-25
  • S65 Uniform Investment Adviser Law Examination
    2014-09-19
  • S63 Uniform Securities Agent State Law Examination
    2000-02-25
Designations

View on SEC IAPD

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