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Heather Miran Chung

Wells Fargo Clearing Services, LLC

Beverly Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-13
CA RA APPROVED 2023-05-04
  • TX RA
    APPROVED
    Since 2025-03-13
  • CA RA
    APPROVED
    Since 2023-05-04

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Beverly Hills CA 02/2016 03/2023
First Republic Securities Company, Llc Los Angeles CA 03/2023 05/2023
First Republic Investment Management, Inc Los Angeles CA 03/2023 05/2023
Wells Fargo Clearing Services, Llc Beverly Hills CA 05/2023 Present
  • 02/2016 → 03/2023
    Morgan Stanley
    Beverly Hills, CA
  • 03/2023 → 05/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 03/2023 → 05/2023
    First Republic Investment Management, Inc
    Los Angeles, CA
  • 05/2023 → Present
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
Previous Registrations
  • 2023-03-03 → 2023-05-23
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
  • 2016-02-17 → 2023-03-24
    Morgan Stanley
    Beverly Hills, CA
    Beverly Hills, CA
    Los Angeles, CA
  • 2009-07-17 → 2016-02-29
    J.P. Morgan Securities Llc
    Los Angeles, CA
Other Businesses

CA NOTARY PUBLIC, NOTARY PUBLIC; NOT INVESTMENT RELATED; BEVERLY HILLS, CA; START DATE: 03/2016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-15
  • S66 Uniform Combined State Law Examination
    2009-07-15
Other Names
  • Heather Chung

View on SEC IAPD

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EAGLE STRATEGIES LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA
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