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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-18
CA RA APPROVED 2012-11-29
  • TX RA
    APPROVED_RES
    Since 2020-05-18
  • CA RA
    APPROVED
    Since 2012-11-29

Branch Locations

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 11/2012 Present
Previous Registrations
Other Businesses

1)SEEF PROPERTIES LLC / 2101 VETERAN AVE LOS ANGELES,CA 90025 / COMPANY/ REAL ESTATE / HOLD REAL ESTATE ASSETS / PARTNER / START DATE 7/16/2013. 2)THE EDRINGTON IRREVOCABLE LIFE INSURANCE TRUST / 2101 VETERAN AVE LOS ANGELES,CA 90025 / TRUST/ INSURANCE & LIFE ASSURANCE / ESTATE PLANNING / TRUSTEE / / ACT AS TRUSTEE FOR THE ILIT / START DATE 08/07/2013 / 3)JEWISH BIG BROTHERS BIG SISTERS OF LOS ANGELES / 6505 WILSHIRE BLVD., SUITE 600 LOS ANGELES,CA 90048 / EDUCATION / CHARITABLE / MEMBER OF BOARD OF DIRECTORS /VOLUNTEERING AND FUNDRAISING / START DATE 3/30/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-12
  • S66 Uniform Combined State Law Examination
    2006-12-12

View on SEC IAPD

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