Guillermo Andres Bailey

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 09/2018
  Principal Life Insurance Company
  Des Moines, IA
• 09/2018 → 09/2021
  Principal Life Insurance Company
  Omaha, NE
• 03/2016 → 09/2021
  Principal Securities Inc
  Omaha, NE
• 09/2021 → Present
  Gwfs Equities, Inc.
  Greenwood Village, CO

Previous Registrations

• 2019-01-11 → 2021-09-21
  Principal Securities, Inc.
  Elkhorn, NE
  Omaha, NE

Other Businesses

1) Receiving trailing commissions only on previously-sold business completed on or before 9/15/22. No solicitation or servicing of any business. 0 hours per month; 0 hours during business hours. 2) 100 Black Men of Omaha, Inc. / Finance Committee Member. Review, discuss and collectively approve or disapprove the financials of the organization. All final decisions will be made by the Executive Director, Treasurer and Executive Board. 4 hours per month; 1 hour per month during business hours (lunch hour).

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-10
• S63 Uniform Securities Agent State Law Examination
  2013-07-25

Other Names

• Guillermo Andres Bailey
• Guillermo Bailey