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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-13
TX RA APPROVED 2018-09-12
  • FL RA
    APPROVED
    Since 2019-06-13
  • TX RA
    APPROVED
    Since 2018-09-12

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

565 Turnpike Street Suite 77, North Andover, MA 01845 • United States

4370 S. Tamiami Trail Suite 316, Sarasota, FL 34231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Danvers MA 10/2006 03/2017
Mml Investors Services, Llc Wakefield MA 03/2017 Present
Massmutual Life Insurance Company Wakefield MA 07/2016 Present
  • 10/2006 → 03/2017
    Metlife Securities Inc
    Danvers, MA
  • 03/2017 → Present
    Wakefield, MA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Wakefield, MA
Previous Registrations
  • 2015-03-10 → 2018-04-05
    Danvers, MA
    Overland Park,, KS
Other Businesses

(1)Name: Noble Real Estate Holdings, LLC Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Manager and Owner Start date: 10/01/2007 No. HR/MO: 8 No. HR/MO during sec trading: 4 Describe duties: Oversee renovations, Rentals and sales (2)Name: Noble Development Enterprise, LLC Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 06/19/2020 No. HR/MO: 6 No. HR/MO during sec trading: 2 Describe duties: Manage, maintain properties, handle all financial aspects of property ownership. (3)Name: Noble Financial Group, LLC Inv rel: Y Add: 4370 S. Tamiami Trail Suite 316 Sarasota, FL 34231 Nature/Duties: Owner of LLC for pass through compensation Position: Owner/Manager Start date: 05/01/2022 No. HR/MO: 1 No. HR/MO during sec trading: 0 (4)Name: Noble Wealth Management, LLC Inv rel: Y Add: 4370 S. Tamiami Trail Suite 316 Sarasota, FL 34231 Nature/Duties: Owner of LLC for pass through compensation Position: Owner/Manager Start date: 01/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 (5) NAME: LUCAS NOBLE INV REL: Y, ADD:301 EDGEWATER PLACE, SUITE 200, WAKEFIELD, MA 01880, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 09/30/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: .5 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2007-03-31
  • S65 Uniform Investment Adviser Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2007-03-31
Designations
Other Names
  • Lucas Noble

View on SEC IAPD

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