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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-13 |
| TX | RA | APPROVED | 2018-09-12 |
Branch Locations
301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States
565 Turnpike Street Suite 77, North Andover, MA 01845 • United States
4370 S. Tamiami Trail Suite 316, Sarasota, FL 34231 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Danvers | MA | 10/2006 | 03/2017 |
| Mml Investors Services, Llc | Wakefield | MA | 03/2017 | Present |
| Massmutual Life Insurance Company | Wakefield | MA | 07/2016 | Present |
(1)Name: Noble Real Estate Holdings, LLC Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Manager and Owner Start date: 10/01/2007 No. HR/MO: 8 No. HR/MO during sec trading: 4 Describe duties: Oversee renovations, Rentals and sales (2)Name: Noble Development Enterprise, LLC Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 06/19/2020 No. HR/MO: 6 No. HR/MO during sec trading: 2 Describe duties: Manage, maintain properties, handle all financial aspects of property ownership. (3)Name: Noble Financial Group, LLC Inv rel: Y Add: 4370 S. Tamiami Trail Suite 316 Sarasota, FL 34231 Nature/Duties: Owner of LLC for pass through compensation Position: Owner/Manager Start date: 05/01/2022 No. HR/MO: 1 No. HR/MO during sec trading: 0 (4)Name: Noble Wealth Management, LLC Inv rel: Y Add: 4370 S. Tamiami Trail Suite 316 Sarasota, FL 34231 Nature/Duties: Owner of LLC for pass through compensation Position: Owner/Manager Start date: 01/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 (5) NAME: LUCAS NOBLE INV REL: Y, ADD:301 EDGEWATER PLACE, SUITE 200, WAKEFIELD, MA 01880, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 09/30/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: .5 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-31 |
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