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Kristin Bence Poole

Krilogy

St. Louis, MO

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Current Employers
Krilogy

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
MO RA APPROVED 2018-08-02
  • TX RA
    APPROVED
    Since 2021-02-12
  • MO RA
    APPROVED
    Since 2018-08-02

Branch Locations

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Asset Management, Llc Clayton MO 05/2011 05/2018
Krilogy Financial Saint Louis MO 07/2018 Present
  • 05/2011 → 05/2018
    Buckingham Asset Management, Llc
    Clayton, MO
  • 07/2018 → Present
    Krilogy Financial
    Saint Louis, MO
Previous Registrations
  • 2011-06-01 → 2018-05-23
    Buckingham Strategic Wealth, Llc
    St Louis, MO
  • 2010-11-16 → 2011-05-09
    Saint Louis, MO
  • 2007-09-04 → 2010-09-07
    New England Securities
    St. Louis, MO
Other Businesses

1. Washington University, non-investment related, 1 Brookings Drive St. Louis, MO 63130,teaching position, Adjunct Lecturer, March 2019, 5-10 hours per month outside, 5-10 hours per month during trading hours; Lecture on Wealth Management Practice

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-23
S63 Uniform Securities Agent State Law Examination 2006-10-17
  • S65 Uniform Investment Adviser Law Examination
    2007-08-23
  • S63 Uniform Securities Agent State Law Examination
    2006-10-17
Designations
Other Names
  • Kristin Otten
  • Kristin Bence Otten

View on SEC IAPD

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