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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-31 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Sherman Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Rolling Hills Estates | CA | 02/2013 | 10/2017 |
| Bank Of America, N.A. | Rolling Hills Estates | CA | 03/2013 | 10/2017 |
| Rbc Capital Markets, Llc | Rolling Hills | CA | 10/2017 | Present |
| City National Bank | Rolling Hills | CA | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-03 |
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