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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-03-14 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Mooresville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchstone Securities | Cincinnati | OH | 03/2013 | Present |
| Ifs Financial Services | Cincinnati | OH | 03/2013 | Present |
1.) Rocco Industries, LLC, non-investment related. Asheville, NC 28806. Horticulture technology, Co-founder, VP Business since 1/15/2020. 30 hours per month dedicated to the business, 10 hours per month dedicated during securities trading hours. Duties include sales and business development 2.) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 3.) HOME Center of Asheville; Not investment related; 102 Baity Dr, Asheville, NC 28806; Non-profit rehabilitation/halfway house for recovering addicts; Lead-Strategic Planning and Fund Raising Committee; Start Date: Committees are still being formed, likely beginning of 2025; Approximate 5-10 hours per month; 0 hours during trading hours; This committee is designed to set large-scale objectives and find the ways and means to see that growth and expansion happen steadily and successfully.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-15 |
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