Best Investors Account Sign in

Christopher David Forcier

Cetera Investment Advisers LLC

Altoona, WI

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-08-23
  • WI RA
    APPROVED
    Since 2019-08-23

Branch Locations

1160 Blazing Start Blvd, Altoona, WI 54720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 07/2014 02/2018
Royal Credit Union Chippewa Falls WI 06/2014 06/2019
Lpl Financial Llc Chippewa Falls WI 02/2018 06/2019
Wnb Financial Eau Claire WI 08/2019 Present
Cetera Investment Advisers Llc Eau Claire WI 08/2019 Present
Cetera Investment Services Llc St. Cloud MN 08/2019 Present
  • 07/2014 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 06/2014 → 06/2019
    Royal Credit Union
    Chippewa Falls, WI
  • 02/2018 → 06/2019
    Lpl Financial Llc
    Chippewa Falls, WI
  • 08/2019 → Present
    Wnb Financial
    Eau Claire, WI
  • 08/2019 → Present
    Cetera Investment Advisers Llc
    Eau Claire, WI
  • 08/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2018-02-14 → 2019-07-01
    Lpl Financial Llc
    Chippewa Falls, WI
    Eau Claire, WI
    River Falls, WI
    Hudson, WI
    Chippewa, WI
    Hudson, WI
    River Falls, WI
    Eau Claire, WI
  • 2014-07-15 → 2018-02-16
    Invest Financial Corporation
    Chippewa Falls, WI
    Chippewa Falls, WI
    Appleton, WI
    River Falls, WI
    Hudson, WI
  • 2005-12-16 → 2014-06-27
    Associated Investment Services, Inc.
    Eau Claire, WI
    Durand, WI
    Baldwin, WI
    Hammond, WI
    Ellsworth, WI
    Eau Claire, WI
  • 2004-01-30 → 2005-12-14
    Midwest Professional Planners, Ltd.
    Eau Claire, WI
Other Businesses

1. WNB FINANCIAL, BANK REFERRAL PROGRAM

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-26
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S66 Uniform Combined State Law Examination
    2000-10-26
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29
Other Names
  • Chris Forcier
  • Christopher David Forcier

View on SEC IAPD

Other Firms

GREAT VALLEY ADVISOR GROUP, LLC
OSAIC WEALTH, INC.
EDWARD JONES
ALPHASTAR CAPITAL MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
BUSKA WEALTH MANAGEMENT, LLC

Other Investors

STEVEN JAMES HOFFMAN
David K Guild
Brenden A Cullen
MATTHEW JAMES OLSON
DAVID EUGENE HOPKINS
DALE MICHAEL ROBL
Andrew Paul Reitzner
Kia Xiong-Yang

Other Offices

GREAT VALLEY ADVISOR GROUP, LLC · Altoona, WI
OSAIC WEALTH, INC. · Altoona, WI
EDWARD JONES · ALTOONA, WI
ALPHASTAR CAPITAL MANAGEMENT · Altoona, WI
EDWARD JONES · EAU CLAIRE, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EAU CLAIRE, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · Eau Claire, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Eau Claire, WI

More in Altoona, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor