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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-06-17 |
| IL | RA | APPROVED | 2024-11-05 |
| MO | RA | APPROVED | 2024-05-01 |
Branch Locations
12555 Manchester Road, St. Louis, MO 63131 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sioux Falls Federal Credit Union | Sioux Falls | SD | 06/2016 | 10/2016 |
| Wells Fargo | Sioux Falls | SD | 11/2016 | 06/2017 |
| State Farm Agent Monte Fernand | Sioux Falls | SD | 06/2017 | 08/2017 |
| Midco | Sioux Falls | SD | 09/2017 | 08/2018 |
| Wells Fargo | Sioux Falls | SD | 10/2018 | 01/2022 |
| Us Bank | Belleville | IL | 01/2022 | 03/2022 |
| Regions Bank | Fairview Heights | IL | 03/2022 | 09/2022 |
| Td Ameritrade | St. Louis | MO | 05/2022 | 10/2022 |
| J.P. Morgan Securities Llc | Fairview Heights | IL | 11/2022 | 06/2023 |
| Jpmorgan Chase Bank, N.A. | Fairview Heights | IL | 11/2022 | 06/2023 |
| Target | Fairview Heights | IL | 01/2022 | 01/2022 |
| Edward Jones | St. Louis | MO | 09/2023 | Present |
| First Bank | Swansea | IL | 07/2023 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 2007-01-16 |
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