Douglas James Wheat

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-04-19

MA RA
APPROVED

Since 2023-04-19

Branch Locations

321 Main Street, Amherst, MA 01002 • United States

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Capital Financial Advisers, Llc	Holyoke	MA	05/2014	04/2023
Perigon Wealth Management, Llc	Amherst	MA	04/2023	Present

05/2014 → 04/2023

United Capital Financial Advisers, Llc

Holyoke, MA
04/2023 → Present

Perigon Wealth Management, Llc

Amherst, MA

Previous Registrations

2014-05-30 → 2023-05-17

United Capital Financial Advisors

Holyoke, MA
2008-12-05 → 2014-05-30

Fwm Consulting, Inc.

Holyoke, MA
2006-10-17 → 2008-11-13

Highridge Financial Planning

Florence, MA

Other Businesses

United Way of Franklin Hampshire Region, Not investment-related, Northampton, MA, Charitable organization, Audit Committee Member, Start 03/2023, approximately 1 hour/month, not during trading hours, Assist in preparing for annual audit and reviewing the audit prepared by an independent firm.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-06

S65 Uniform Investment Adviser Law Examination

2006-07-06

Designations

Certified Financial Planner

Other Names

Douglas J Wheat
Doug Wheat
Douglas Wheat

View on SEC IAPD