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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-18 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Chandler, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimac | NH | 09/2006 | 04/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashua | NH | 05/2019 | 01/2023 |
| Bank Of America, N.A | Nashua | NH | 05/2019 | 01/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 01/2023 | Present |
I*136072 For profit or not for profit: For-Profit Organization Name of outside business organization: Door Dash Investment related: N Address of business: 303 2nd St., Suite 800, San Francisco, California 94107 Nature of business: Corporation, Position, title, association: Other, Independant contractor Start date of relationship: 2/20/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Food delivery
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-01 |
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