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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-04-18
  • AZ RA
    APPROVED
    Since 2023-04-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Chandler, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimac NH 09/2006 04/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashua NH 05/2019 01/2023
Bank Of America, N.A Nashua NH 05/2019 01/2023
Empower Financial Services, Inc Greenwood Village CO 01/2023 Present
  • 09/2006 → 04/2019
    Fidelity Investments
    Merrimac, NH
  • 07/2018 → 04/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2019 → 01/2023
    Nashua, NH
  • 05/2019 → 01/2023
    Bank Of America, N.A
    Nashua, NH
  • 01/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
Other Businesses

I*136072 For profit or not for profit: For-Profit Organization Name of outside business organization: Door Dash Investment related: N Address of business: 303 2nd St., Suite 800, San Francisco, California 94107 Nature of business: Corporation, Position, title, association: Other, Independant contractor Start date of relationship: 2/20/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Food delivery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-16
S63 Uniform Securities Agent State Law Examination 2007-03-01
  • S66 Uniform Combined State Law Examination
    2009-06-16
  • S63 Uniform Securities Agent State Law Examination
    2007-03-01
Other Names
  • Christopher D'ESpinosa
  • Christopher John D'ESpinosa
  • Christopher John Despinosa
  • Chris D'ESpinosa

View on SEC IAPD

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