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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2011-05-31 |
Branch Locations
610 West 23Rd Street Suite 2, Yankton, SD 57078 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Yankton | SD | 02/2009 | Present |
| Legacy Financial Group, Inc | Yankton | SD | 04/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Yankton | SD | 05/2011 | Present |
Legacy Financial Group Address: 610 W 23rd St Ste 2, Yankton, SD. Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/22/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered Sales Assistant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-08 |
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