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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-10-26 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
7595 E Technolgy Way Floor 3, Denver, CO 80237-3006 • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-02-22 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
7595 E Technology Way, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Cherry Creek | CO | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cherry Creek | CO | 11/2016 | 02/2021 |
| Raymond James Associates | Denver | CO | 02/2021 | Present |
| Raymond James Financial Services, Inc | Denver | CO | 09/2021 | Present |
| Raymond James Financial Services Advisors, Inc | Denver | CO | 09/2021 | Present |
| 9Th Door Digital | Elizabeth | CO | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2007-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-13 |
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