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Jessica Ann Ems

Rockefeller Financial LLC

Chesterfield, MO

Dallas, TX

CRD 5229744

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-02
MO RA APPROVED 2023-11-30
  • TX RA
    APPROVED_RES
    Since 2023-12-02
  • MO RA
    APPROVED
    Since 2023-11-30

Branch Locations

16090 Swingley Ridge Road, Chesterfield, MO 63017 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Clayton MO 09/2006 05/2021
Wells Fargo Clearing Services, Llc Saint Louis MO 05/2021 04/2022
Stifel Nicolaus & Co Inc Frontenac MO 04/2022 11/2023
Rockefeller Financial Llc St. Louis MO 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2008-09-19
Other Names
  • Jessica Ann Berry
  • Jessica Ann Nauman
  • Jessica Ann Krumrey

View on SEC IAPD

Nearby Firms

CARROLL WEALTH MANAGEMENT INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC

Nearby Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD

Nearby Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

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