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Brian Robert Gaumont

Citizens Securities, Inc.

Nashua, NH

Nashua, NH

Somersworth, NH

Woburn, MA

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-04
MN RA APPROVED 2023-05-05
WI RA APPROVED 2023-05-05
SC RA APPROVED 2021-06-08
FL RA APPROVED 2021-05-13
ME RA APPROVED 2020-10-27
NH RA APPROVED 2020-03-02
  • CA RA
    APPROVED
    Since 2026-08-04
  • MN RA
    APPROVED
    Since 2023-05-05
  • WI RA
    APPROVED
    Since 2023-05-05
  • SC RA
    APPROVED
    Since 2021-06-08
  • FL RA
    APPROVED
    Since 2021-05-13
  • ME RA
    APPROVED
    Since 2020-10-27
  • NH RA
    APPROVED
    Since 2020-03-02

Branch Locations

33 Coliseum Avenue Ms: Nh482, Nashua, NH 03063 • United States

277 Dw Highway Mailstop: Nh484, Nashua, NH 03060 • United States

56 Tri-City Plaza Ms: Nh456, Somersworth, NH 03878 • United States

6 Russell Street Ms: Ma606, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 06/2015 02/2020
Santander Securities, Llc Dorchester MA 06/2015 02/2020
Citizens Securities, Inc. Nashua NH 02/2020 Present
Previous Registrations
  • 2015-07-28 → 2020-02-26
    Santander Securities Llc
    Haverhill, MA
    Methuen, MA
    Belmont, MA
    Plymouth, MA
    Methuen, MA
    Westford, MA
    Worcester, MA
    Gardner, MA
    Hollis, NH
    Leominster, MA
    Fitchburg, MA
    Haverhill, MA
    Framingham, MA
    Nashua, NH
    Ayer, MA
    Townsend, MA
    Lexington, MA
    Boston, MA
  • 2015-04-03 → 2015-07-13
    Citizens Securities, Inc.
    Andover, MA
    Johnston, RI
  • 2013-01-07 → 2015-03-27
    Santander Securities Llc
    Methuen, MA
    Wakefield, MA
    Methuen, MA
    Plymouth, MA
    North Andover, MA
    North Andover, MA
    Haverhill, MA
    Westford, MA
  • 2012-04-17 → 2013-01-03
    Citizens Securities, Inc.
    Waltham, MA
  • 2011-01-27 → 2012-04-18
    Lpl Financial Llc
    Wakefield, MA
    Fort Mill, SC
    Concord, NH
    Hollis, NH
    Hillsborough, NH
    Hooksett, NH
    Manchester, NH
  • 2009-04-03 → 2009-11-17
    Edward Jones
    St Louis, MO
    Deerfield, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-27
S63 Uniform Securities Agent State Law Examination 2007-02-20
  • S66 Uniform Combined State Law Examination
    2009-03-27
  • S63 Uniform Securities Agent State Law Examination
    2007-02-20
Other Names
  • Brian R Gaumont

View on SEC IAPD

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INDEPENDENCE FINANCIAL ADVISORS, LLC · Nashua, NH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · NASHUA, NH
AMERIPRISE FINANCIAL SERVICES, LLC · NASHUA, NH
WORLD INVESTMENT ADVISORS, LLC · Nashua, NH
WORLD INVESTMENT ADVISORS, LLC · Nashua, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHUA, NH
INDEPENDENT ADVISOR ALLIANCE, LLC · Nashua, NH
EDWARD JONES · NASHUA, NH

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